Day

May 20, 2019

20 May 2019

Energy Enforcement Update

This update covers:

  • FERC rescinds policy on Notices of Alleged Violations.
  • Judge denies motion for new trial for first trader convicted of spoofing.
  • CFTC charges former natural gas trader with fraudulently mismarking trades.
  • CFTC’s Division of Enforcement issues first Public Enforcement Manual.
  • FERC approves settlement with Dominion Energy.
  • DOJ publishes new guidance on evaluating corporate compliance programs.
  • CFTC staff issues research report on impact of automated orders in futures markets.
  • CFTC settles case against Kraft Heinz and Mondelez International.
  • Powhatan and FERC file appellate briefs on statute of limitations.

(more…)

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