This week’s enforcement update covers: FERC and Smith file pleadings on Smith motion for judgment on the pleadings in Barclays case; CFTC finds that the Bank of Tokyo-Mitsubishi UFJ, Ltd. […]
This week’s enforcement update covers: Second Circuit reverses Rabobank LIBOR convictions over forced testimony; Judge issues pretrial scheduling order in FERC case against Barclays; Judge grants motions to dismiss Illinois […]
This week’s enforcement update covers: CFTC enters into non-prosecution agreements with former Citigroup Global Markets Inc. traders in spoofing case; CFTC orders $5.2 million in civil penalties for wash sales […]