This update covers: FERC rescinds policy on Notices of Alleged Violations. Judge denies motion for new trial for first trader convicted of spoofing. CFTC charges former natural gas trader with […]
On May 8, 2019, the Commodity Futures Trading Commission (CFTC) Division of Enforcement (DOE or Division) released its first publicly available Enforcement Manual. The Manual provides an overview of the Division and […]
In our first enforcement update for 2019, we cover a range of issues (including some news from the end of 2018): FERC opens investigations into rates charged by three interstate […]
This week’s enforcement update covers: FERC issues 2018 Report on Enforcement showing continued focus on fraud and market manipulation; CFTC Enforcement Director discusses Enforcement trends and CFTC releases Annual Report […]
This week’s enforcement update covers: CFTC announces Insider Trading & Information Protection Task Force; FERC approves settlement with Wheelabrator Technologies Inc. related to capacity payments; Second Circuit upholds New York […]
This week’s enforcement update covers: Commodity Trading Adviser (CTA) violation settled with CFTC; CFTC and Kraft file motions for summary judgment; CFTC files 12 enforcement actions addressing registration, position limits, […]
This week’s enforcement update covers: FERC issues Order Approving ENPM Stipulation and Consent Agreement; Footprint Elects De Novo Review in FERC Show Cause Proceeding; CFTC Announces Its Largest Ever Whistleblower […]
This week’s enforcement update covers: FERC issues Order to Show Cause to Footprint for alleged tariff violations and submission of false information; The Supreme Court denies TOTAL petition for writ […]
This week’s enforcement update covers: FERC Enforcement Staff presents the 2018 Summer Energy Market and Reliability Assessment; CFTC Staff issues report assessing market impacts of LNG; CFTC Commissioner Behnam discusses […]
This week’s enforcement update covers: FERC files opposition to Powhatan and Chen motion to dismiss amended complaint; Judge denies CFTC motion to compel based on agreement of parties; FERC extends […]